Original Effective Date: July 1, 2009
Last Revised: May 17, 2024
The following table establishes the minimum values of financial and fiduciary interests of the University or Institutional Officials received within a 12-month period that warrant disclosure and review for potential ICOI as a Significant Financial Interest.
| Financial Interest Type | Threshold for University Interest (human subjects research only) | Threshold for Institutional Official (all research) |
|---|---|---|
| Remuneration | N/A | Compensation or income totaling ≥$25,000 in the last 12 months or anticipated in the next 12 months. |
| Income from licensing agreements1 | Entitlement to receive income from licensing agreements including milestone payments and/or royalties. | Royalties or income of ≥$25,000 |
| Non-public equity | Any ownership or rights regardless of value when not managed by (WUIMC) | Any ownership or rights regardless of value |
| Public equity | ≥$100,000 in a public traded entity and not managed by the (WUIMC) | Ownership of more than 5% or ≥$50,000 in a publicly traded entity |
| Governance/fiduciary roles | Any rights to appoint one or more governance or officer roles | Any director, senior leadership, officer, or managerial role with an entity, regardless of compensation |
| Gifts from Companies | ≥$250,000 within 12 months for restricted/directed gifts $500,000 for unrestricted gifts | N/A |